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Jason Milton James

Wells Fargo Clearing Services, LLC

Newberry, SC

Columbia, SC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2007-10-26
  • SC RA
    APPROVED
    Since 2007-10-26

Branch Locations

1119 Boyce St, Newberry, SC 29108 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Columbia SC 04/2007 Present
Wells Fargo Advisors Llc Newberry SC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Newberry SC 11/2016 Present
  • 04/2007 → Present
    Wachovia Bank, N.A.
    Columbia, SC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Newberry, SC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Newberry, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 2007-09-07
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    2007-09-07
Other Names
  • Jason James

View on SEC IAPD

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