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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-12-08
  • SC RA
    APPROVED
    Since 2020-12-08

Branch Locations

1508 Lindsay St., Newberry, SC 29108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Henry B. Summer Newberry SC 09/2004 Present
Avantax Investment Services, Inc. Newberry SC 10/2004 12/2020
Avantax Advisory Services Newberry SC 10/2009 12/2020
Avantax Insurance Services, Llc Newberry SC 06/2015 12/2020
Cambridge Investment Research, Inc. Fairfield IA 12/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 12/2020 Present
  • 09/2004 → Present
    Henry B. Summer
    Newberry, SC
  • 10/2004 → 12/2020
    Avantax Investment Services, Inc.
    Newberry, SC
  • 10/2009 → 12/2020
    Avantax Advisory Services
    Newberry, SC
  • 06/2015 → 12/2020
    Avantax Insurance Services, Llc
    Newberry, SC
  • 12/2020 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 12/2020 → Present
    Fairfield, IA
Previous Registrations
  • 2009-10-21 → 2020-12-17
    Avantax Advisory Services
    Newberry, SC
Other Businesses

1) HENRY B SUMMER AND CO, 1508 LINDSAY ST, NEWBERRY SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/01/15, INV REL, 15/MO- 15/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-33TRADING- 12/08/20 3) PECAN TREE, 1508 LINDSAY ST, NEWBERRY, SC, CLIENT SERVICES, 12/08/20, INV REL, OWNER/FINANCIAL ADVISOR, 1500 HR/YR- 1500 TRADING HR. 4) HENRY SUMMER AND COMPANY, 1508 Lindsay St, Newberry SC 29108, United States, 10/01/2004, Accounting/Tax Prep, Employee (receive a W-2), NIR, 50 HR/MO - 40 HR/MO TRADING 5) SUMMER AND COMPANY / 1508 Lindsay St, Newberry SC 29108 / 08/10/2022 / NIR / ACCOUNTING-TAX PREP DBA / 0 HR/MO - 0 HR/MO TRADING 6) CONCOURSE, 2801 US Highway 280 S, 2801 US Highway 280 S, Birmingham AL 35223, 03/13/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 4 HR/MO TRADING. 7) SUMMER AND COMPANY / ASH MGA, 1508 Lindsay St, Newberry SC 29108, United States, 10/08/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING 8) CENTRAL UNITED METHODIST CHURCH, 1005 College St, Newberry SC 29108, United States, 01/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2/MO - 0/Trading 9) HENRY B. SUMMER AND CO, 1508 Lindsay St, Newberry SC 29108, 06/2015, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, IR, 15 HR/MO, 15 HR/MO TRADING 10) ASH BROKERAGE, 1508 Lindsay St, Newberry SC 29108, 01/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-12-23
  • S63 Uniform Securities Agent State Law Examination
    2004-12-23
Designations
Other Names
  • Buford Mccary Summer
  • Buffy Glover
  • Buffy Summer

View on SEC IAPD

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