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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2020-12-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henry B. Summer | Newberry | SC | 09/2004 | Present |
| Avantax Investment Services, Inc. | Newberry | SC | 10/2004 | 12/2020 |
| Avantax Advisory Services | Newberry | SC | 10/2009 | 12/2020 |
| Avantax Insurance Services, Llc | Newberry | SC | 06/2015 | 12/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2020 | Present |
1) HENRY B SUMMER AND CO, 1508 LINDSAY ST, NEWBERRY SC, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/01/15, INV REL, 15/MO- 15/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40/WK-33TRADING- 12/08/20 3) PECAN TREE, 1508 LINDSAY ST, NEWBERRY, SC, CLIENT SERVICES, 12/08/20, INV REL, OWNER/FINANCIAL ADVISOR, 1500 HR/YR- 1500 TRADING HR. 4) HENRY SUMMER AND COMPANY, 1508 Lindsay St, Newberry SC 29108, United States, 10/01/2004, Accounting/Tax Prep, Employee (receive a W-2), NIR, 50 HR/MO - 40 HR/MO TRADING 5) SUMMER AND COMPANY / 1508 Lindsay St, Newberry SC 29108 / 08/10/2022 / NIR / ACCOUNTING-TAX PREP DBA / 0 HR/MO - 0 HR/MO TRADING 6) CONCOURSE, 2801 US Highway 280 S, 2801 US Highway 280 S, Birmingham AL 35223, 03/13/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 4 HR/MO TRADING. 7) SUMMER AND COMPANY / ASH MGA, 1508 Lindsay St, Newberry SC 29108, United States, 10/08/2024, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING 8) CENTRAL UNITED METHODIST CHURCH, 1005 College St, Newberry SC 29108, United States, 01/01/2024, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2/MO - 0/Trading 9) HENRY B. SUMMER AND CO, 1508 Lindsay St, Newberry SC 29108, 06/2015, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, IR, 15 HR/MO, 15 HR/MO TRADING 10) ASH BROKERAGE, 1508 Lindsay St, Newberry SC 29108, 01/2026, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-23 |
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