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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2012-07-10
  • SC RA
    APPROVED
    Since 2012-07-10

Branch Locations

168 Columbia Ave, Chapin, SC 29036 • United States

1320 Main St Ste 600, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Chapin SC 02/2010 Present
Wells Fargo Advisors Llc Chapin SC 04/2012 11/2016
Wells Fargo Clearing Services, Llc Chapin SC 11/2016 Present
  • 02/2010 → Present
    Wells Fargo Bank Na
    Chapin, SC
  • 04/2012 → 11/2016
    Wells Fargo Advisors Llc
    Chapin, SC
  • 11/2016 → Present
    Chapin, SC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-03
S63 Uniform Securities Agent State Law Examination 2012-06-13
  • S65 Uniform Investment Adviser Law Examination
    2012-07-03
  • S63 Uniform Securities Agent State Law Examination
    2012-06-13

View on SEC IAPD

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