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Susan Talley Christman

Ubs Financial Services Inc.

Plano, TX

Coppell, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2008-12-19
  • TX RA
    APPROVED
    Since 2008-12-19

Branch Locations

7250 Dallas Parkway Suite120, Plano, TX 75024 • United States

Coppell, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Addison TX 12/2008 Present
Previous Registrations
  • 2007-04-02 → 2008-12-22
    Morgan Stanley & Co. Llc
    Plano, TX
  • 2001-09-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2001-09-12
  • S63 Uniform Securities Agent State Law Examination
    2001-09-12
Other Names
  • Susan Olga Talley

View on SEC IAPD

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