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Anthony Joseph Daprato

Wellington Shields & Co., LLC

New York, NY

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Current Employers
Wellington Shields & Co., Llc

60 Broad St. 39Th Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-03
  • NY RA
    APPROVED
    Since 2021-09-03

Branch Locations

60 Broad Street 39Th Floor, New York, NY 10004 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wellington Shields & Co. New York NY 12/2015 Present
  • 12/2015 → Present
    Wellington Shields & Co.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-01
S63 Uniform Securities Agent State Law Examination 1986-04-24
  • S65 Uniform Investment Adviser Law Examination
    1993-03-01
  • S63 Uniform Securities Agent State Law Examination
    1986-04-24

View on SEC IAPD

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