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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-07-30
NJ RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2019-07-30
  • NJ RA
    APPROVED
    Since 2017-03-25

Branch Locations

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Manasquan, NJ • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wall Township NJ 01/2015 Present
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 Present
Mml Investors Services, Llc Wall Township NJ 03/2017 Present
  • 01/2015 → Present
    Metlife Securities Inc.
    Wall Township, NJ
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → Present
    Wall Township, NJ
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wall Township, NJ
    Fairfield, NJ
  • 2007-11-14 → 2015-01-02
    New England Securities
    Princeton, NJ
    Manasquan, NJ
    Fairfield, NJ
    Wall Township, NJ
  • 2002-07-30 → 2002-10-02
    Manasquan, NJ
Other Businesses

NAME: Terrence S and Renee Carey INV REL: Y ADD: Residential NATURE: Real Estate POSITION: Ownership START DATE: 08/01/2019 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-14
S63 Uniform Securities Agent State Law Examination 1992-11-25
  • S65 Uniform Investment Adviser Law Examination
    1999-09-14
  • S63 Uniform Securities Agent State Law Examination
    1992-11-25
Other Names
  • Terry Carey

View on SEC IAPD

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