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Deane Christopher Gauthier

Robert W. Baird & Co. Incorporated

Hendersonville, NC

CRD 3232034

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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-02
TX RA APPROVED_RES 2020-12-11
NC RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2022-02-02
  • TX RA
    APPROVED_RES
    Since 2020-12-11
  • NC RA
    APPROVED
    Since 2019-10-18

Branch Locations

101 E Allen St. Ste 219, Hendersonville, NC 28792 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard W.L. Lyons, Llc Hendersonville NC 02/2013 Present
Robert W. Baird & Co. Incorporated Hendersonville NC 10/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-28
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S65 Uniform Investment Adviser Law Examination
    2007-02-28
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Deane C Gauthier

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
FIRST CITIZENS INVESTOR SERVICES, INC.
OSAIC INSTITUTIONS, INC.

Nearby Investors

C. J Hill
DONALD RAY HUNEYCUTT
Keith David Holloway

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSONVILLE, NC
FIRST CITIZENS INVESTOR SERVICES, INC. · Hendersonville, NC
OSAIC INSTITUTIONS, INC. · Henderson, NC

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