Daniel James Mcmillan

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-08-28
TX	RA	APPROVED	2013-08-27

CA RA
APPROVED

Since 2013-08-28
TX RA
APPROVED

Since 2013-08-27

Branch Locations

Gateway Plaza, 300 North Lake Avenue Suite 900, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel Nicolaus & Co Inc	Pasadena	CA	08/2013	Present

08/2013 → Present

Stifel Nicolaus & Co Inc

Pasadena, CA

Previous Registrations

2009-06-01 → 2013-09-05

Morgan Stanley

Whittier, CA

Brea, CA
2008-08-08 → 2009-06-01

Citigroup Global Markets Inc.

Whittier, CA
2002-04-12 → 2008-08-22

Ubs Financial Services Inc.

Orange, CA

Orange, CA

Seal Beach, CA

Other Businesses

1. Santa Fe Springs YEF; 12016 Telegraph Rd #100 Santa Fe Springs, CA 90670; Supports Educational programs in the City of SFS; President and Board Member; Figurehead of the Board; 07/01/2025; 2 hrs/month; Not during securities trading hours; Not Investment-Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-07-23

S66 Uniform Combined State Law Examination

1999-07-23

Designations

Certified Financial Planner

Other Names

Dan Mcmillan

View on SEC IAPD