Debra J Gallegos-Caldwell

Current Employers

Employment History

• 12/1992 → Present
  Caldwell Financial
  Mesa, AZ
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: CALDWELL FINANCIAL INC ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: SALES ; START DATE: 05/2019 ; POSITION/TITLE/RELATIONSHIP: OWNER / REPRESENTATIVE ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: SALES OF DENTAL PLANS, INSURANCE AND HEALTH PRODUCTS ; (2) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FIXED INSURANCE ; START DATE: 05/2019 ; APX NUMBER OF HOURS PER WEEK: 6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 6 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT ; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE AND DENTAL ; (3) NAME OF OTHER BUSINESS: AMERICAN LIVING TRUST SERVICES, LLC; INVESTMENT RELATED: NO; ADDRESS: 7726 S APRICOT DR TEMPE, AZ 85284 ; NATURE OF BUSINESS: REFERRAL FOR ESTATE PLANS; START DATE: 4/2022; POSITION/TITLE/RELATIONSHIP: REFERRER APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: GATHERING TRUSTEE AND BENEFICIARY INFORMATION AND PROVIDING TO COMPANY FOR ESTATE PLANNING;

Exams

• S66 Uniform Combined State Law Examination
  2008-12-01
• S65 Uniform Investment Adviser Law Examination
  1999-02-18
• S63 Uniform Securities Agent State Law Examination
  1992-05-26

Other Names

• Debra Jo Gallegoscaldwell
• Debra Jo Gallegos-Caldwell
• Debra Jo Caldwell
• Debra Jo Gallegos-Caldwell