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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-03-23 |
| AZ | RA | APPROVED | 2020-12-17 |
| CA | RA | APPROVED | 2020-12-09 |
Branch Locations
4525 E Mckellips Rd, Mesa, AZ 85215 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
10325 E Riggs Rd Ste 200, Sun Lakes, AZ 85248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Mesa | AZ | 10/2012 | Present |
| Wells Fargo Advisors Llc | Mesa | AZ | 07/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 11/2016 | Present |
SCOTTSDALE AMATEUR RADIO CLUB ; INV RELATED;SCOTTSDALE,AZ; TREASURER; START DATE: 02/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 2013-09-11 |
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