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Ryan J Ricedorff

Tribeca Financial, LLC

Mesa, AZ

CRD 4547584

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Employer firm

Tribeca Financial, LLC CRD 113245

$248M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • SOLICITATION

From the firm’s Form ADV. Read the guides:

Current Employers
Tribeca Financial, Llc

2812 N. Norwalk Ste 103, Mesa, AZ 85215 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2026-03-10
TX RA APPROVED 2019-04-01
AZ RA APPROVED 2012-11-29
  • AK RA
    APPROVED
    Since 2026-03-10
  • TX RA
    APPROVED
    Since 2019-04-01
  • AZ RA
    APPROVED
    Since 2012-11-29

Branch Locations

1635 North Greenfield Road Suite 115, Mesa, AZ 85205 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tribeca Financial, Llc Mesa AZ 11/2012 Present
Arista Wealth Management, Llc Las Vegas AZ 03/2014 03/2021
Vista Wealth Partners Scottsdale AZ 03/2017 12/2017
Ricedorff Financial Services, Llc Scottsdale AZ 04/2007 Present
Ryan Ricedorff, Sole Proprietor Scottsdale AZ 01/2006 03/2017
  • 11/2012 → Present
    Mesa, AZ
  • 03/2014 → 03/2021
    Las Vegas, AZ
  • 03/2017 → 12/2017
    Vista Wealth Partners
    Scottsdale, AZ
  • 04/2007 → Present
    Ricedorff Financial Services, Llc
    Scottsdale, AZ
  • 01/2006 → 03/2017
    Ryan Ricedorff, Sole Proprietor
    Scottsdale, AZ
Previous Registrations
  • 2014-03-28 → 2021-07-27
    Las Vegas, NV
  • 2017-03-08 → 2017-12-31
    Vista Wealth Partners
    Scottsdale, AZ
  • 2013-10-23 → 2014-02-24
    Pioneer Advisors, Llc
    Scottsdale, AZ
  • 2009-04-15 → 2011-12-31
    Tribeca Advisors, Llc
    Mesa, AZ
  • 2007-10-09 → 2009-11-17
    Mesa, AZ
  • 2002-09-23 → 2005-05-02
    Scottsdale, AZ
Other Businesses

1. RICEDORFF FINANCIAL SERVICES, LLC, INVESTMENT RELATED, MANAGING MEMBER, START DATE 04/2007. MR. RICEDORFF DEVOTES APPROXIMATELY 5 HOURS PER MONTH ON THIS BUSINESS ACTIVITY. 2. INDEPENDENT INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-03
S66 Uniform Combined State Law Examination 2002-09-16
  • S65 Uniform Investment Adviser Law Examination
    2007-10-03
  • S66 Uniform Combined State Law Examination
    2002-09-16
Designations
  • Certified Financial Planner

View on SEC IAPD

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