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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-06-01 |
| AZ | RA | APPROVED | 2011-01-03 |
Branch Locations
4525 E Mckellips Rd, Mesa, AZ 85215 • United States
8601 N Scottsdale Rd Ste 150 [Sf-Rbo], Scottsdale, AZ 85253 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Phoenix | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Phoenix | AZ | 11/2016 | Present |
LOT SIX WAX COMPANY; NOT INV RELATED; SCOTTSDALE, AZ; DESIGN PRODUCE AND DISTRIBUTE SKI/SNOWBOARD WAX;50% OWNERSHIP; START DATE: 10/01/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;|
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-08 |
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