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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
Branch Locations
900 Stewart Ave Suite 260, Garden City, NY 11530 • United States
Long Beach, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Garden City | NY | 11/1985 | Present |
| Mml Investors Services, Inc. | Garden City | NY | 08/1991 | Present |
NAME: JAMES V MCTIGHE INV REL: Y ADD: 900 STEWART AVENUE SUITE 260, GARDEN CITY NY 11530 NATURE: LIFE AND HEALTH POSITION: SALES AND AGENT START DATE: 10/30/85 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES AND AGENT FOR LIFE AND HEALTH INSURANCE
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-25 |
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