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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

900 Stewart Ave Suite 260, Garden City, NY 11530 • United States

Long Beach, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Garden City NY 11/1985 Present
Mml Investors Services, Inc. Garden City NY 08/1991 Present
  • 11/1985 → Present
    Mass Mutual Life Insurance Company
    Garden City, NY
  • 08/1991 → Present
    Mml Investors Services, Inc.
    Garden City, NY
Other Businesses

NAME: JAMES V MCTIGHE INV REL: Y ADD: 900 STEWART AVENUE SUITE 260, GARDEN CITY NY 11530 NATURE: LIFE AND HEALTH POSITION: SALES AND AGENT START DATE: 10/30/85 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES AND AGENT FOR LIFE AND HEALTH INSURANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-25
  • S63 Uniform Securities Agent State Law Examination
    1986-03-25

View on SEC IAPD

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