Best Investors
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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-08-26 |
| CO | RA | APPROVED | 2019-08-23 |
Branch Locations
102 South Tejon Suite 460, Colorado Springs, CO 80903-2278 • United States
Monument, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Colorado Springs | CO | 04/2009 | 08/2019 |
| Rbc Capital Markets, Llc. | Colorado Springs | CO | 08/2019 | Present |
| City National Bank | Colorado Springs | CO | 11/2019 | Present |
(1) The Colorado Springs LDS Business Group, a BYU Management Society Chapter / 17345 Colonial Park Drive Monument,Colorado 80132 / Other/ Education / Educational events to promote best business practices / Officer / / President - run the organization / Start Date1/13/16 Charitable educational organization / 30 minutes/Douglas Robinson for Governor of Colorado / Englewood United States,Colorado / No/ November 2018 Duties of the governor of Colorado / No / Other / Campaign helper / Hold a campaign event at my home, help with fundraising, help with other campaigning activities / Start Date 4/13/2017/End Date 12/13/2018/Elected No / No (2) Name of Business: Smart Colorado Business Description: Youth drug education Business is investment-related: no Address: Denver, CO Capacity: Community advisory board Start Date: 08/28/19 Duties: Assist the board leadership in organizing events. Hours devoted per month: 2 Hours devoted during securities hours per month: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-27 |
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