Jose Antonio Lopez

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schumburg, IL

Other Businesses

1. FIXED INSURANCE - LIFE, HEALTH, DISABILITY, ANNUITIES, LONG-TERM CARE. 2. NAME OF OTHER BUSINESS: LOPEZ FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/2019 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES ; 3. NAME OF OTHER BUSINESS: FBI-CHICAGO CITIZENS ACADEMY ALUMNI ASSOC.; INVESTMENT RELATED: NO ADDRESS: 2111 W. ROOSEVELT RD, CHICAGO IL 60608 ; NATURE OF BUSINESS: NON-PROFIT ; START DATE: 12/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE LEADERSHIP AND GUIDANCE TO CARRY OUT STATED MISSION; 4. NAME OF OTHER BUSINESS: VARIOUS MORTGAGE LENDERS ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: MORTGAGE LENDING ; START DATE: 08/2019 ; POSITION/TITLE/RELATIONSHIP: CLIENT ASSISTANT ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: VALUE ADDED SERVICE PROVIDED TO CLIENTS ; 5. NAME OF OTHER BUSINESS: ROOTS AND WINGS - ALAS Y RAICES; INVESTMENT RELATED: NO; ADDRESS: 302 GREEN ST, BENSENVILLE, IL 60101; NATURE OF BUSINESS: BOARD OF DIRECTORS; START DATE: 09/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1-2; APX NUMBER OF HOURS DURING TRADING HOURS: 1-2; BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER WITH VOTING RIGHTS. SET DIRECTION AND CARRY OUT DUTIES IN ORDER TO FULFILL THE MISSION OF THE ORGANIZATION WHICH OFFERS PROGRAMS & SERVICES TO UNDOCUMENTED FOREIGN INDIVIDUALS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-06-12
• S63 Uniform Securities Agent State Law Examination
  1986-04-23

Other Names

• Jose Anthony Lopez
• Jose A Lopez
• Tony A Lopez
• Jose Antonio Lopez