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Inactive

Francis Joseph Hanley

Hanley & Associates LLC

Pittsfield, MA

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Current Employers
Hanley & Associates Llc

29 Wendell Ave. 2Nd Floor, Pittsfield, MA 01201 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-30
CT RA APPROVED 2018-02-23
MA RA APPROVED 2012-08-23
  • NY RA
    APPROVED
    Since 2021-03-30
  • CT RA
    APPROVED
    Since 2018-02-23
  • MA RA
    APPROVED
    Since 2012-08-23

Branch Locations

29 Wendell Ave. 2Nd Floor, Pittsfield, MA 01201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hanley & Associates, Llc Lenox MA 01/2006 Present
Hanley & Associates, Llc Lenox MA 08/2012 Present
Previous Registrations
Other Businesses

LICENSED INSURANCE AGENT OFFERING LIFE INSURANCE, DISABILITY INCOME, LONG TERM CARE, GROUP INSURANCE, 449 PITSFIELD RD #203B, LENOX MA, 10 HRS. PER WEEK DURING TRADING HOURS. DUTIES ARE SALES AND ADMINISTRATION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-05
S63 Uniform Securities Agent State Law Examination 1986-07-22
  • S65 Uniform Investment Adviser Law Examination
    2008-02-05
  • S63 Uniform Securities Agent State Law Examination
    1986-07-22
Other Names
  • Frank Hanley

View on SEC IAPD

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