Charles Norman Shaffer

Current Employers

Employment History

• 09/2016 → 09/2017
  Mirren
  Seattle, WA
• 10/2017 → 05/2018
  Unemployed
  Seattle, WA
• 05/2018 → 01/2020
  New York Life Insurance Company
  Bellevue, WA
• 08/2018 → 01/2020
  Nylife Securities, Llc
  Bellevue, WA
• 11/2019 → 09/2024
  Massmutual Life Insurance
  Seattle, WA
• 01/2020 → 09/2024
  Mml Investors Services, Llc
  Seattle, WA
• 09/2024 → 11/2024
  Pruco Securities, Llc
  Mercer Island, WA
• 09/2024 → Present
  The Prudential Insurance Company Of America
  Mercer Island, WA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Mercer Island, WA

Previous Registrations

• 2024-09-13 → 2024-11-14
  Pruco Securities, Llc.
  Mercer Island, WA
• 2020-10-16 → 2024-09-17
  Mml Investors Services, Llc
  Seattle, WA

Other Businesses

the name of the other business: Charles Norman Shaffer III whether the business is investment-related: No the address of the other business: 3301 8th Ave W the nature of the other business: Seattle, WA 98119 your position: Owner title, or relationship with the other business: Owner the start date of your relationship: 01/01/2019 the approximate number of hours per month you devote to the other business: 7 the number of hours you devote to the other business during securities trading hours: 0 and briefly describe your duties relating to the other business: Strategic planning, branding, target audience research for small advertising agencies. No sales related activities performed.

Exams

• S66 Uniform Combined State Law Examination
  2020-08-27
• S63 Uniform Securities Agent State Law Examination
  2019-02-01

Other Names

• Charles Norman Iii Shaffer
• Charles Norman Shaffer
• Charles Norman Shaffer
• Norman Shaffer