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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1986-03-26
  • TX RA
    APPROVED
    Since 1986-03-26

Branch Locations

5172 Village Creek Dr Ste 103, Plano, TX 75093-4444 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Richardson TX 09/2005 03/2020
Ameriprise Financial Services, Llc Plano TX 03/2020 Present
Other Businesses

Other Business Activities; Jim Middlebrook/ Coach-Consultant; Work with individuals and business owners in the area of work/life balance. This does not involve financial planning in any form. This is primarily the result of people I know personally who have seen how I manage my life and have asked me to help them with theirs.; 2312 Chula Vista Drive Plano, Texas 75023, ,; ; 06/03/2013; 1 to 9 hours per month; 1 to 9 during trading hours / Port Grace (Previously: Good, Great, Divine); As a structural consultant, teacher and writer, I will involve myself in the education and promotion of structural dynamics as a life management skill. This will be delivered from a Christian perspective. The primary means of delivery will be through a website designed for people to have access to written, audio, and video material for the facilitation of their knowledge, understanding, collaboration, and utility of structural dynamics in their lives. The website will be actively managed and have content refreshed on a regular basis. This content will include a blog that addresses the practicality of structural dynamics from a Christian perspective. The possibility of revenue coming from this activity is real and expected. It could come from the sales of copyrighted materials, speaking engagements, subscription fees for the use of the digital platform by churches, business and personal consulting, and any other internet revenue model including banner ads and other such programs. There will be no mention, consideration or connection of financial planning or my involvement in it or the financial industry other than my biographical references or related experiences that have clear application to structural dynamics and its alignment to the Christian faith. Structural dynamics is the study and application of the use of underlying structures to predict, understand, or substantially change future outcomes due to changes in behaviors. The use of this technology could come under contract with individuals, groups, and for profit and non-profits entities. These persons could be known or anonymous internet users. Promotion of the site will be customary with any other internet business. There will be no direct or indirect competition or conflict with Ameriprise or any affiliates. This should in no way detract from my responsibilities as an Associate Advisor (AFA) in the conduct of my current duties. Web address purchased and under construction: www.portgrace.com Previous website under consideration was goodgreatdivine.com; 2312 Chula Vista Drive, , Plano, TX, 75023; Not Investment-Related; 11/01/2020; 10 to 19 hours per month; 1 to 9 during trading hours / Foundational Living/"Subject to change"; Behavior/choice optimization of individuals and groups; 2312 Chula Vista DrivePlano, Texas 75023, , Plano, TX, 75023; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-24
  • S63 Uniform Securities Agent State Law Examination
    1986-03-24
Designations

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