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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
3010 Old Ranch Pkwy Ste 250, Seal Beach, CA 90740 • United States
Irvine, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Seal Beach | CA | 07/1997 | 07/2021 |
| Various Insurance Carriers | Irvine | CA | 07/1997 | 07/2021 |
| Lpl Financial Llc | Seal Beach | CA | 07/2021 | Present |
1) 8/14/2018- TDK Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- Seal Beach CA 2) 08/10/2023 - WAVELENGTH INSURANCE CONSULTING, INC. - Investment Related - At Reportable Business Location - Insurance Agent - Start Date 08/01/2023 - 3 Hours Per Month 3 Hours During Trading
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