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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-10 |
| IA | RA | APPROVED | 2004-04-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc/Linsco Private Ledger | Cedar Rapids | IA | 04/2004 | Present |
1. 10/04/2011 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)- CEDAR RAPIDS INVESTMENT CONSULTING - CEDAR RAPIDS, IA 2. 07/10/2014 -CEDAR RAPIDS BANK & TRUST CO. -A. AS A TRUST ADMINISTRATIVE ASSISTANT, I ASSIST TWO TRUST OFFICERS WITH ADMINISTRATIVE AND OPERATIONAL DUTIES, SUCH AS OPENING AND MAINTAINING ACCOUNTS, AND PROCESSING DEPOSITS AND WITHDRAWALS FROM ACCOUNTS. B. YES, THE BANK EMPLOYS MANY INDIVIDUALS THAT AREN'T SECURITIES-LICENSES WITH LPL C. YES, THE TRUST DEPARTMENT SHARES SPACE WITH OUR LPL DBA - TIME SPENT 80 HRS PER MO. - CEDAR RAPID, IA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-25 |
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