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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-21 |
Branch Locations
2700 N Military Trl Ste 390, Boca Raton, FL 33431 • United States
Port St Lucie, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Boca Raton | FL | 07/2011 | 12/2019 |
| Ameriprise Financial Services, Inc. | Boca Raton | FL | 12/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Boca Raton | FL | 03/2020 | Present |
Real Estate Ownership; Lot/Land; 1010-1040 Quail Trail, , Greensboro, GA, 34987; Not Investment-Related; 01/13/2023. Business Ownership; Jeffrey L. Sarkin P.A.; Owner; Using this type of corporation as a tax planning tool for myself; 2700 N. Military Trail Suite 390, , Boca Raton, FL, 33431; Not Investment-Related; 01/30/2020; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; Finra Arbitrator; Sit on arbitrations; 2700 N.Military Trail Suite 390, , boca raton, FL, 33431; Investment-Related; 12/30/2019; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-03-25 |
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