Ted Mitch Monroe

Current Employers

Employment History

• 09/1978 → Present
  Assist Financial Services/Assist, Inc.
  Lubbock, TX
• 05/2016 → 11/2018
  Signator Investors, Inc.
  Nashville, TN
• 11/2018 → Present
  Osaic Wealth, Inc.
  Lubbock, TX

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Gold River, CA
  Lubbock, TX
  Nashville, TN
• 1999-11-08 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Heath, TX
  Gold River, CA
  Lubbock, TX

Other Businesses

1. Lubbock Victims Assistance Services POSITION: President NATURE: Non profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 12/14/2009 ADDRESS: 1116 Broadway, Lubbock, TX 79401. DESCRIPTION: President - administration, board meetings. 2. ASSIST FINANCIAL SERVICES POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 01/01/1983 ADDRESS: 4418 74th St., Ste. 52, Lubbock TX 79424, United States DESCRIPTION: Fixed Insurance Sales and Securities offered through Royal Alliance 3. ASSIST, INC. POSITION: Owner NATURE: Tax Preparation Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/14/2011 ADDRESS: 4418 74th St., Ste. 52, Lubbock TX 79424, United States DESCRIPTION: Owner - supervision, I do not prepare tax returns

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-07-02

Designations

Other Names

• Mitch Monroe