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Current Employers
Snowden Capital Advisors Llc

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-01-12
TX RA APPROVED 2015-01-12
  • CA RA
    APPROVED
    Since 2015-01-12
  • TX RA
    APPROVED
    Since 2015-01-12

Branch Locations

540 Madison Ave. 9Th Floor, New York, NY 10022 • United States

225 South Lake Avenue Suite 650, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Snowden Account Services, Inc. Pasadena CA 05/2014 Present
Snowden Capital Advisors Llc Pasadena CA 05/2014 Present
Previous Registrations
Other Businesses

SNOWDEN CAPITAL ADVISORS, LLC; NOT INVESTMENT RELATED; 540 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022; RIA; INVESTMENT ADVISOR; 05/09/2014; 40 HRS/MONTH; 20 HRS DURING TRADING HRS; INVESTMENT ADVISOR; SNOWDEN INSURANCE SERVICES LLC;INVESTMENT RELATED;540 MADISON AVE,9TH FLOOR,NEW YORK,NY 10022 INSURANCE AGENCY; INSURANCE AGENT;03/15; 5 HRS/MONTH;5 HRS DURING TRADING; INSURANCE AGENT SELLING INSURANCE PRODUCTS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-02
S63 Uniform Securities Agent State Law Examination 1989-11-10
  • S65 Uniform Investment Adviser Law Examination
    1996-10-02
  • S63 Uniform Securities Agent State Law Examination
    1989-11-10
Other Names
  • Loretta Gloria Manzanares
  • Loretta Gloria Hoffman

View on SEC IAPD

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