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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IL | RA | APPROVED | 2009-06-01 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Oakbrook Terrace | IL | 07/1993 | Present |
| Morgan Stanley Smith Barney | Oakbrook Terrace | IL | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1.CARDIOLINE;PRIVATE;MEDICAL EQUIPMENT;SAN DIEGO, CA;AS OF 06/2015. 2. AJP DEVELOPMENT LLC;AGRICULTURAL LAND OUTSIDE CHICAGO. 3.DIFIBTECH LLC;PORTABLE DEFIBRILLATOR TECHNOLOGY;AS OF 06/2015. 4.OWN-A-CONDO/IRON GATE; PRIVATE; AS OF 06/2015. 5.OAK KNOLL;PRIVATE;AS OF 06/2015;REAL ESTATE APARTMENT MANAGEMENT INVESTMENT. 6. LPS ENTERPRISES LLC;PRIVATE;AS OF 06/2015. 7. STILLE CONSULTING;PRIVATE;HOSPITAL OUTSOURCING CONSULTANTS; AS OF 06/2015. 8. MAVERICK GLOBAL GENETICS LLC, PART OWNER; CATTLE BREEDING; START DATE: 07/2011; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 2; OAK BROOK, IL 9. *253558 - North Tara LLC; Investment related - Yes; Downers Grove, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 03/2021; During business hours: 0; After business hours: 1; Accounting/Bookkeeping 10. WEST TARA LLC, OWNER; START DATE: 02/2010; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; INVESTMENT RELATED; ILLINOIS 11. *466361- Trust; Investment related Yes; Willowbrook, Illinois; Trust; Trustee/Co-Trustee; 01/2022; During business hours: 1; After business hours: 11; Estate Administration, Check Signing/Funds Disbursements, Investment Decisions/Advice 12. *333713 : South Tara LLC ; Investment related : Yes ; Downers Grove ; Illinois ; Real Estate ; Partner(proprietor, partner, officer, director, employee, trustee, agent) ; 9/2017 ; During business hours : 0 ; After business hours : 1 ; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 1986-04-07 |
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