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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-05-14 |
Branch Locations
101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Hartford | CT | 06/1995 | 05/2024 |
| Cetera Investment Services Llc | Hartford | CT | 05/2024 | Present |
| Cetera Investment Advisors Llc | Hartford | CT | 05/2024 | Present |
TREASURER FOR KNIGHTS OF COLUMBUS, VIEW ONLY ACCESS TO BANK ACCOUNTS, CHECK WRITING IN DUAL CAPACITY, 3/HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1986-06-23 |
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