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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-18 |
| CT | RA | APPROVED | 2025-01-24 |
| TX | RA | APPROVED_RES | 2025-01-24 |
Branch Locations
250 State Street Suite B-1, North Haven, CT 06473 • United States
77 Hartland Street Suite 400, East Hartford, CT 06108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Securities Corporation | East Hartford | CT | 08/2016 | 01/2025 |
| Osaic Wealth, Inc. | East Hartford | CT | 01/2025 | Present |
1) Germano Financial, LLC 77 Hartland Street, Suite 400 East Hartford, CT 06108 INVESTMENT RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFER TAX PREPARATION SERVICES AS WELL AS FIXED INSURANCE PRODUCTS, SUCH AS FIXED AND INDEXED ANNUITIES, DISABILITY, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 01/01/1991 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 2) FRANK GERMANO/JFJ WEALTH MANAGEMENT LLC. 77 Hartland Street, Suite 400 East Hartford, CT 06108 CATEGORY: LEGAL ENTITY/LLC INVESTMENT-RELATED: NO TITLE: PARTNER/OWNER DUTIES: OWN/MANAGE LLC FOR EXPENSES START DATE: 01/2019 HOURS PER MONTH: 2 HOURS PER MONTH DURING TRADING HOURS: 2. 3) FRANK GERMANO/EUGENE W. HARRIS & CO. WEALTH MANAGEMENT LLC 250 STATE STREET STURBRIDGE COMMONS UNIT B-1 NORTH HAVEN, CT CATEGORY: INSURANCE/LLC INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: OFFER LONG-TERM CARE AND TRADITIONAL LIFE INSURANCE; FIXED AND INDEXED ANNUITIES START DATE: 1/2019 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 25 4)GERMANO FINANCIAL LLC 77 Hartland Street, Suite 400 East Hartford, CT 06108 CATEGORY: INSURANCE/LLC INVESTMENT RELATED: YES TITLE: OWNER/AGENT DUTIES: OWNER OF LEGAL ENTITY THROUGH WHICH INSURANCE PRODUCTS ARE OFFERED AND MARKETED. PRODUCTS INCLUDE FIXED AND INDEXED ANNUITIES, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 1/1/19 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 5)HARRIS & CO. WEALTH MANAGEMENT 250 STATE ST. STURBRIDGE COMMONS UNIT B-1, NORTH HAVEN, CT 06473 CATEGORY: INSURANCE/LLC INVESTMENT RELATED: YES TITLE: OWNER/AGENT DUTIES: CO-OWNER OF LEGAL ENTITY THROUGH WHICH INSURANCE PRODUCTS ARE OFFERED AND MARKETED. PRODUCTS INCLUDE FIXED AND INDEXED ANNUITIES, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 1/1/19 HOURS PER MONTH: 25 HOURS PER MONTH DURING TRADING HOURS: 25
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-07-06 |
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