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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-05
CT RA APPROVED 2005-10-05
  • TX RA
    APPROVED_RES
    Since 2017-01-05
  • CT RA
    APPROVED
    Since 2005-10-05

Branch Locations

99 E River Dr 8Th Floor, East Hartford, CT 06108 • United States

63 High St, Suffield, CT 06078-2113 • United States

East Longmeadow, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. East Hartford CT 09/2005 03/2020
Ameriprise Financial Services, Llc East Hartford CT 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 52 Melwood Ave, , East Longmeadow, CT, 01028; Not Investment-Related; 04/01/2025. Business Ownership; Rising Tides RE LLC; Paying master lease to landlord and providing subleases to tenants. Coordinating with vendors (i.e. internet provider, phone service provider, office supply company, etc.); An LLC to pay lease to landlord and sublet to tenants; 99 East River Drive, 8th Floor, , East Hartford, CT, 06108; Not Investment-Related; 03/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Rising Tides RE LLC; Co-owner - Subletting office space; ; 99 East River Drive, 8th Floor, , East Hartford, CT, 6108; Not Investment-Related; 05/19/2022; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-04
  • S66 Uniform Combined State Law Examination
    2005-10-04

View on SEC IAPD

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