Carl A Castanho

Current Employers

Employment History

• 07/2003 → 03/2024
  Equity Services Inc
  Montpelier, VT
• 04/2024 → 06/2024
  Securities America, Inc
  East Hartford, CT
• 04/2024 → 06/2024
  Securities America Advisors, Inc
  East Hartford, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  East Hartford, CT
• 11/1993 → Present
  Castanho & Company, Llc
  East Hartford, CT

Previous Registrations

• 2024-04-17 → 2024-06-14
  Securities America Advisors, Inc.
  East Hartford, CT
• 2003-09-03 → 2024-05-07
  Equity Services, Inc.
  Glastonbury, CT
  East Hartford, CT
  East Hartford, CT
• 2002-11-20 → 2003-07-29
  Osaic Fs, Inc.
  East Hartford, CT

Other Businesses

***ATLANTIC FAMILY GROUP LLC POSITION: MEMBER NATURE: VACATION PROPERTY ON BEACH INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/02/2020 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: FAMILY VACATION PROPERTY ***BOLTON SENIOR COMMUNITY LLC POSITION: TAX PREP NATURE: OWNS LAND INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/19/2005 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: PARTNER IN LAND OWNERSHIP ***GLOBAL FUNDING GROUP LLC POSITION: MEMBER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/18/2005 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: PREPARE FEDERAL AND STATE TAX RETURNSMONITOR APPLICATION PROCESS ***CASTANHO DEVELOPMENT LLC POSITION: MEMBER NATURE: REAL ESTATE CURRENTLY OFFICE BUILDING INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2006 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: OVERSEE AND MANAGE ***CASTANHO ADVISORY GROUP LLC POSITION: MANAGING MEMBER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 09/18/2023 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: FINANCIAL PLANNING AND PROVIDE INSURANCE AND ADVISORY RELATED PRODUCTS ***CASTANHO FINANCIAL GROUP LLC POSITION: PRINCIPAL/MEMBER NATURE: CPA FIRM INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 100 START DATE: 09/23/1998 ADDRESS: 1622 MAIN ST, EAST HARTFORD CT 06108 DESCRIPTION: REVIEW AND OVERSEE ACCOUNTANTS

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-25
• S65 Uniform Investment Adviser Law Examination
  2001-08-31