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1400 Broadway 16Th Floor, New York, NY 10018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-07 |
| FL | RA | APPROVED | 2003-10-13 |
Branch Locations
1400 Broadway, 16Th Floor, New York, NY 10018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signature Securities Group Corp./Signature Bank | New York | NY | 06/2001 | 04/2023 |
| Flagstar Advisors/Flagstar Bank | New York | NY | 04/2023 | 06/2026 |
| Flagstar Securities, Inc/Flagstar Bank, N.A. | New York | NY | 07/2026 | Present |
New York Community Bancorp (NYCB - 102 Duffy Avenue, Hicksville, NY 11801) is the parent company for Flagstar Securities, Inc. As such, NYCB (or its affiliates) may pay compensation to the representative including, but not limited to, cash bonuses, equity incentives, and/or referral fees. Title: Group Director Investments - Senior Vice President. Activity is investment related and commenced on 6-1-24. Approximate time required: weekly, includes during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-05 |
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