John Hilliard Pettey

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-04-23
TN	RA	APPROVED	2013-02-13

TX RA
APPROVED_RES

Since 2013-04-23
TN RA
APPROVED

Since 2013-02-13

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Memphis	TN	02/2013	Present

02/2013 → Present

Raymond James & Associates, Inc.

Memphis, TN

Previous Registrations

2004-01-09 → 2013-02-13

Morgan Keegan & Company, Llc

Memphis, TN

Memphis, TN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-22

S66 Uniform Combined State Law Examination

2000-06-22

Other Names

John Hilliard Iii Pettey

View on SEC IAPD

Employer firm

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

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