Patrick Arthur Hammer

Current Employers

Employment History

• 02/2007 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2007 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2005-06-01 → 2007-03-02
  Equitable Advisors, Llc
  Richfield, OH
  Richfield, OH
• 2001-09-17 → 2005-06-01
  Mony Securities Corporation
  Independence, OH

Other Businesses

1)LINCOLN FINANCIAL GROUP, 1500 MARKET STREET, STE 3900, CENTER SQUARE, WEST TOWER, PHILADELPHIA, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/02, INV REL, 2 HR/MO- 2/TRADING HR. 2)PATRICK HAMMER, MSFS, AEP, 3866 BRECKSVILLE RD, RICHFIELD, OH. INVESTMENT RELATED. BEGAN 1/1/96 AS AN EXPERT EYEWITNESS, EVALUATOR OF FINANCIAL TRANSACTIONS. DEVOTES .10 HRS/MNTH, NONE DURING TRADING. 3)HFS REAL ESTATE SOUTH, LLC, 8205 WALES AVE NW, NORTH CANTON, OH 44720. BEGAN 1/09 AS PART OWNER OF LLC SET UP TO OWN A NEW HAMMER FINANCIAL SERVICES OFFICE. DEVOTES 2 HRS/MNTH, 0/TRADE. 4)RICHFIELD RESERVE, LLC (NON-INVESTMENT RELATED), 3866 BRECKSVILLE RD, RICHFIELD, OH OWNER/PRESIDENT, COMMERCIAL REAL ESTATE; START DATE: 1/1/99; 2 HRS/MO, 0 HRS DURING SECURITIES TRADING HRS; MANAGE REAL ESTATE OWNED BY COMPANY. 5) MEDICAL MUTUAL, 3560 WEST MARKET ST, STE 115, FAIRLAWN, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/86, INV REL, 1 HR/YR- 0/TRADING HR. 6) AETNA, 151 FARMINGTON AVE, HARTFORD, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/95, INV REL, 1 HR/YR- 0/TRADING HR 7) JOHN ALDEN, PO BOX 3050, 501 WEST MICHIGAN, MILWAUKEE, WI, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/86, INV REL, 1 HR/YR- 0/TRADING HR. 8) HUMANA, 500 WEST MAIN STREET, LOUISVILLE, KY, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/90, INV REL, 1 HR/YR- 0/TRADING HR. 9) OHIO BENEFITS & INSURANCE GROUP, 55 MERZ BLVD, FAIRLAWN, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 01/01/99, INV REL, 1 HR/YR- 0/TRADING HR. 10) HARTFORD INSURANCE, HARTFORD PLAZA, 690 ASYLYM AVE, HARTFORD, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/27/00, INV REL, 2 HR/MO- 2/TRADING HR. 11) ING, 909 LOCUST ST, PO BOX 1593, DES MOINES, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/01/06, INV REL, 2 HR/MO- 2/TRADING HR. 12) JOHN HANCOCK, PO BOX 55230, BOSTON, MA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/19/06, INV REL, 4 HR/MO- 4/TRADING HR. 13) NATIONWIDE LIFE, PO BOX 16609, COLUMBUS, OH, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/02/06, INV REL, 1 HR/MO- 1/TRADING HR. 14) PACIFIC LIFE, PO BOX 7187, PASADENA, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/13/05, INV REL, 2 HR/MO- 2/TRADING HR. 15) SUN AMERICA, PO BOX 54299, LOS ANGELAS, CA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 06/23/05, INV REL, 1 HR/MO- 1/TRADING HR. 16) AXA EQUITABLE, 175 POWDER FOREST, SIMSBURY, CT, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 05/21/04, INV REL, 4 HR/MO- 4/TRADING HR. 17) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. 03/01/07 18) RICHFIELD RESERVE II, LLC, 3866 BRECKSVILLE RD, RICHFIELD, OH, REAL ESTATE DEVELOPMENT, 02/15/08, OWNER, NIR, 2 HR/MO- 0/TRADING HR. 19) MILL CREEK MEATS, 1124 EASTERN RD, WADSWORTH, OH, FARM/OWNER, 01/01/21, NIR, 5 HR/MO- 0/TRADING HR. 20) 8205 WALES AVE NW, 8205 WALES AVE NW, NORTH CANTON OH 44720-5347, 06/01/2026, OWNER, REAL ESTATE, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-09-28
• S63 Uniform Securities Agent State Law Examination
  1996-11-04