Best Investors Account Sign in

Holly L Rounds

Charles Schwab & Co., Inc.

Richfield, OH

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2001-04-20
  • OH RA
    APPROVED
    Since 2001-04-20

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Richfield OH 12/2000 Present
Schwab Retirement Plan Services, Inc. Richfield OH 07/2014 Present
  • 12/2000 → Present
    Charles Schwab & Co., Inc.
    Richfield, OH
  • 07/2014 → Present
    Schwab Retirement Plan Services, Inc.
    Richfield, OH
Other Businesses

1) Rental Property | Investment Related:No|258 Montrose Way|Wellington|OH|44090|USA|Real Estate (Non-Agent/Broker)|Landlord|4/1/2014|Less than 20|0|Landlord

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-02-22
  • S66 Uniform Combined State Law Examination
    2001-02-22
Other Names
  • Holly Lynn Burns
  • Holly Lynn Burns
  • Holly Lynn Rounds
  • Holly L Rounds

View on SEC IAPD

Other Firms

SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
EDWARD JONES
RABE INVESTMENT CONSULTING GROUP
SIKICH FINANCIAL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
WAYNE D. MINICH & COMPANY, INC.

Other Investors

GEORGE MCELROY AUSSEM
WENDI B. DEVAN-GLOVNA
Kurt U Shore
BRADFORD CHARLES BURGESS
MARCI M STEWART
Elizabeth Loveman
HARLYNN J M J HOBBS
BRIAN VALORE

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

More in Richfield, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor