George Mcelroy Aussem

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2023-12-07

OH RA
APPROVED

Since 2023-12-07

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Richfield	OH	01/2007	Present

01/2007 → Present

Charles Schwab & Co., Inc.

Richfield, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-11
S63	Uniform Securities Agent State Law Examination	2000-08-17

S66 Uniform Combined State Law Examination

2012-08-11
S63 Uniform Securities Agent State Law Examination

2000-08-17

Other Names

Mac Aussem

View on SEC IAPD

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Other Investors

WENDI B. DEVAN-GLOVNA

BRADFORD CHARLES BURGESS

MARCI M STEWART

Elizabeth Loveman

HARLYNN J M J HOBBS

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH

CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH

EDWARD JONES · Richfield, OH

RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH

SIKICH FINANCIAL · Richfield, OH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

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