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Craig Andrew Foreman

Morgan Stanley

Kirkland, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-13
WA RA APPROVED 2026-08-13
  • TX RA
    APPROVED
    Since 2026-08-13
  • WA RA
    APPROVED
    Since 2026-08-13

Branch Locations

4000 Carillon Point Suite 600, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 01/1986 08/2026
Bank Of America, N.A. Bellevue WA 06/2011 08/2026
Morgan Stanley Smith Barney Llc Kirkland WA 08/2026 Present
Morgan Stanley Private Bank, N.A New York NY 08/2026 Present
  • 01/1986 → 08/2026
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 06/2011 → 08/2026
    Bank Of America, N.A.
    Bellevue, WA
  • 08/2026 → Present
    Morgan Stanley Smith Barney Llc
    Kirkland, WA
  • 08/2026 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Other Businesses

ROOM RENTAL / INVESTMENT RELATED / BELLEVUE, WA / START 09-JANUARY-2012 / NO HOURS / ROOM RENTAL / NO DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-27
S63 Uniform Securities Agent State Law Examination 1986-04-09
  • S65 Uniform Investment Adviser Law Examination
    2000-04-27
  • S63 Uniform Securities Agent State Law Examination
    1986-04-09
Other Names
  • Craig Andrew Foreman
  • Craig A Foreman

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · KIRKLAND, WA
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