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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
14145 Millhaven Pl, Colorado Springs, CO 80908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc. | St. Paul | MN | 03/2007 | 08/2023 |
| Minnesota Life Insurance Company | St. Paul | MN | 02/2007 | 08/2023 |
| Strategic Financial Partners | Colorado Springs | CO | 02/2007 | 08/2023 |
| Cetera Wealth Services, Llc | Colorado Springs | CO | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Img Financial Group, Inc | Colorado Springs | CO | 08/2023 | Present |
| Strategic Financial Partners | Colorado Springs | CO | 02/2004 | Present |
1. SFP FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1985 ADDRESS: , Colorado Springs CO , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL PARTNERS; INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: S-CORP, START DATE: 2/2004, POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: RENEWING SFP'S BUSINESS IN GOOD STANDING WITH THE STATE OF COLORADO ANNUALLY & SERVING AS THE CORPORATIONS TRUSTEE OF THE 401(K) PROFIT-SHARING PLAN, (SIGNING ANNUAL FORM 5500); 3. NAME OF OTHER BUSINESS: FERGUSON FARMS LLLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FAMILY FARM; START DATE: 1/2015; POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER/PARTIAL OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECREATIONAL FAMILY FARM THAT IS ALSO USED BY LOCAL FARMERS FOR GROWING CROPS; 4. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-04-28 |
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