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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • CO RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

14145 Millhaven Pl, Colorado Springs, CO 80908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 03/2007 08/2023
Minnesota Life Insurance Company St. Paul MN 02/2007 08/2023
Strategic Financial Partners Colorado Springs CO 02/2007 08/2023
Cetera Wealth Services, Llc Colorado Springs CO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Img Financial Group, Inc Colorado Springs CO 08/2023 Present
Strategic Financial Partners Colorado Springs CO 02/2004 Present
  • 03/2007 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 02/2007 → 08/2023
    Minnesota Life Insurance Company
    St. Paul, MN
  • 02/2007 → 08/2023
    Strategic Financial Partners
    Colorado Springs, CO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Colorado Springs, CO
  • 08/2023 → Present
    Schaumburg, IL
  • 08/2023 → Present
    Img Financial Group, Inc
    Colorado Springs, CO
  • 02/2004 → Present
    Strategic Financial Partners
    Colorado Springs, CO
Previous Registrations
  • 2007-03-01 → 2023-08-10
    Securian Financial Services, Inc.
    Colorado Springs, CO
    St Paul, MN
    Colorado Springs, CO
    Anchorage, AK
  • 2004-04-01 → 2007-02-28
    Colorado Springs, CO
  • 1999-01-01 → 2004-03-01
    New England Securities
    Colorado Springs, CO
Other Businesses

1. SFP FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/1985 ADDRESS: , Colorado Springs CO , United States DESCRIPTION: Agent/Broker 2. NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL PARTNERS; INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: S-CORP, START DATE: 2/2004, POSITION/TITLE/RELATIONSHIP: PRESIDENT/CEO/OWNER; APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 0, BRIEF DESCRIPTION OF DUTIES: RENEWING SFP'S BUSINESS IN GOOD STANDING WITH THE STATE OF COLORADO ANNUALLY & SERVING AS THE CORPORATIONS TRUSTEE OF THE 401(K) PROFIT-SHARING PLAN, (SIGNING ANNUAL FORM 5500); 3. NAME OF OTHER BUSINESS: FERGUSON FARMS LLLP; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FAMILY FARM; START DATE: 1/2015; POSITION/TITLE/RELATIONSHIP: GENERAL PARTNER/PARTIAL OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RECREATIONAL FAMILY FARM THAT IS ALSO USED BY LOCAL FARMERS FOR GROWING CROPS; 4. NAME OF OTHER BUSINESS: IMG FINANCIAL GROUP, INC.; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 8/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 10, APX NUMBER OF HOURS DURING TRADING HOURS: 10, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: STRATEGIC FINANCIAL PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-29
S63 Uniform Securities Agent State Law Examination 1987-04-28
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1987-04-28

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