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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-12-17 |
| TX | RA | APPROVED | 2021-12-17 |
Branch Locations
1750 N Washington St., #112A, Naperville, IL 60563 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Matsock Insurance & Financial Services | Naperville | IL | 01/1987 | 12/2018 |
| John Matsock & Assoc. | Naperville | IL | 01/1987 | 12/2018 |
| Cetera Advisor Networks Llc | El Segundo | CA | 09/2013 | 12/2021 |
| Matsock Financial Inc. | Naperville | IL | 01/2019 | Present |
| Lpl Financial Llc | Naperville | IL | 12/2021 | Present |
1)12/17/2021 - Matsock Financial Inc. - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2019 - 160 Hr/Mth 2)12/17/2021 - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 12/2021 - 1 Hr/Mth 3)12/17/2021 - Real Estate Rental - Owner - Naperville, IL - Start: 01/1999 - 2 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-11 |
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