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Thomas Joseph Puccinelli

Wells Fargo Clearing Services, LLC

Naperville, IL

Naperville, IL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-02
IL RA APPROVED 2015-01-16
  • TX RA
    APPROVED_RES
    Since 2024-05-02
  • IL RA
    APPROVED
    Since 2015-01-16

Branch Locations

2056 Westings Ave Ste 500, Naperville, IL 60563 • United States

Naperville, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Deerfield IL 01/2015 11/2016
Wells Fargo Clearing Services, Llc Deerfield IL 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2015-01-27
    Morgan Stanley
    Riverwoods, IL
    Vero Beach, FL
    Lisle, IL
  • 2008-09-15 → 2009-06-01
    Morgan Stanley & Co. Llc
    Riverwoods, IL
    Lisle, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-09-12
  • S66 Uniform Combined State Law Examination
    2008-09-12
Other Names
  • Thomas Joseph Pucinelli

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NAPERVILLE, IL
BENJAMIN F. EDWARDS & COMPANY, INC. · Naperville, IL
SEQUOIA WEALTH MANAGEMENT, LLC · Naperville, IL
ACCESS SOFTEK ADVISORY SERVICES · NAPERVILLE, IL
LPL FINANCIAL LLC · NAPERVILLE, IL
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