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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • DE RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

248 E Chestnut Hill Rd Ste 3, Newark, DE 19713 • United States

Greenville, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Advisers Group Corp. Newark DE 05/1997 11/2018
Voya Financial Advisors Newark DE 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/1997 → 11/2018
    Independent Advisers Group Corp.
    Newark, DE
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Newark, DE
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2004-01-01 → 2021-06-09
    Newark, DE
    Windsor, CT
  • 1997-05-05 → 2004-12-31
    Independent Advisers Group Corp
    Newark, DE
  • 2002-03-06 → 2004-01-01
    Locust Street Securities, Inc.
    Newark, DE
Other Businesses

NAME OF ENTITY:LOEW & ASSOCIATES FINANCIAL SERVICES; No; 248 E CHESTNUT HILL RD STE 3; NEWARK; DE; 19713; FINANCIAL SERVICES/DBA; OSJ/OWNER; 10/8/1999; 160; 160; SALE AND SERVICE OF FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|NAME OF ENTITY: Independent Insurance Agent; Yes; 248 E CHESTNUT HILL RD STE 3; NEWARK; DE; 19713; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 10/10/1974; 10; 10; selling fixed products|NAME OF ENTITY:Douglas C. Loew & Associate; Yes; 248 E CHESTNUT HILL RD STE 3; NEWARK; DE; 19713; DBA FIXED INSURANCE; OWNER/OSJ; 1/1/1976; 20; 20; sales and service of fixed insurance products, meet to discuss products and agent contracts|NAME OF ENTITY:DOUGLAS C. LOEW & ASSOCIATES FINANCIAL SERVICES; Yes; 248 E CHESTNUT HILL RD STE 3; NEWARK; DE; 19713; FINANCIAL SERVICES/DBA; OWNER/OSJ; 10/8/1999; 160; 160; SELL & SERVICE FIXED INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-24
S63 Uniform Securities Agent State Law Examination 1986-02-21
  • S65 Uniform Investment Adviser Law Examination
    1997-03-24
  • S63 Uniform Securities Agent State Law Examination
    1986-02-21
Designations

View on SEC IAPD

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