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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2008-05-02 |
Branch Locations
2 Post Oak Central 1980 Post Oak Blvd, Suite 1630 & 1525, Houston, TX 77056-3859 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets , Llc | Houston | TX | 05/2008 | Present |
Name of Entity: Block 33 H&TC Ry Co Ward County, Texas Address of Business: Section 8 Block 33 Ward County, Texas Business Descriptions: Partial and passive owner in mineral rights Is investment-related: No Projected Start Date: 12/31/03 Projected End Date: 01/17/51 Capacity: Owner - Passive Duties Performed: Filing of tax bills, collection of checks issued to me personally 0 hours devoted to this OBA per month 0 hours devoted during security trading hours per month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-27 |
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