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Current Employers
Summit Wealth Group

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-16
CO RA APPROVED 2025-04-09
  • TX RA
    APPROVED_RES
    Since 2026-03-16
  • CO RA
    APPROVED
    Since 2025-04-09

Branch Locations

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 05/2015 04/2025
Summit Wealth Group Colorado Springs CO 05/2023 Present
Summit Wealth Group Llc Colorado Springs CO 04/2025 Present
Purshe Kaplan Sterling Investments Albany NY 05/2025 Present
  • 05/2015 → 04/2025
    San Diego, CA
  • 05/2023 → Present
    Colorado Springs, CO
  • 04/2025 → Present
    Summit Wealth Group Llc
    Colorado Springs, CO
  • 05/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
  • 2015-05-04 → 2025-05-01
    Colorado Springs, CO
    San Diego, CA
    Colorado Springs, CO
  • 2015-01-02 → 2015-05-05
    Msi Financial Services, Inc.
    Colorado Springs, CO
  • 2003-04-28 → 2015-01-02
    New England Securities
    Colorado Springs, CO
    Colorado Springs, CO
Other Businesses

1. Summit Wealth Group. Investment related. At Registered Location. Fixed insurance. Agent. 5/4/2015. 1. 1 hour spent during securities trading hours. Provide Insurance advice based on the needs of client(s). 2. 2 Ladies LLC. Non-Investment Related. 2510 N Cascade Ave Colorado Springs, CO 80907. Real Estate. Owner. 5/15/2019. 0. 0 during securities trading hours. an entity created for the purpose of buying and managing commercial real estate. 3. Rentals Real Estate. Non-Investment Related. 1432 S. Dale Circle Denver, CO. Rental Property. Owner. 5/26/2021. 0. 0 during securities trading hours. Rental Property. 4. TT Financial, LLC. Non-Investment Related. 13710 Struthers Road, Suite 115 Colorado Springs, CO 80921. Support Company. Owner. 3/26/2024. 2. 2 during securities trading hours. a private entity established to facilitate securities, advisory, and insurance business. 5. Summit Wealth Group. Investment Related. At Registered Location. RIA. IAR. 5/1/2025. 160. 160 during securities trading hours. Service clients.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-09-21
S65 Uniform Investment Adviser Law Examination 1998-09-21
  • S63 Uniform Securities Agent State Law Examination
    1998-09-21
  • S65 Uniform Investment Adviser Law Examination
    1998-09-21
Other Names
  • Tracy Dena Adams

View on SEC IAPD

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