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Michael Scott Jankiewicz

Ubs Financial Services Inc.

Napa, CA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-03-05
CA RA APPROVED 1997-07-08
  • TX RA
    APPROVED_RES
    Since 2008-03-05
  • CA RA
    APPROVED
    Since 1997-07-08

Branch Locations

1455 First Street Suite 300, Napa, CA 94559 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Painewebber Incorporated San Francisco CA 12/1985 Present
  • 12/1985 → Present
    Painewebber Incorporated
    San Francisco, CA
Other Businesses

1. napa valley baseball club inc.napa, ca 94558, President, start date-2/19/2007.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-05-01
  • S63 Uniform Securities Agent State Law Examination
    1986-05-01
Other Names
  • Michael S Jankiewicz

View on SEC IAPD

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