Ronald James Duswalt

Current Employers

Employment History

• 06/2003 → Present
  Hornor Townsend & Kent
  Uniondale, NY
• 06/2003 → Present
  Penn Mutual Life Ins Co
  Uniondale, NY

Previous Registrations

• 2002-07-30 → 2003-06-17
  Equitable Advisors, Llc
  Lake Success, NY

Other Businesses

1) INSURANCE BROKERAGE | Investment Related: Yes | DBA Name: OLD CASTLE FINANCIAL ADVISORS | Position Held: Proprietor/Owner | Address: 30 Vesey St, 9th FL, New York, NY 10007 | Start Date: 09/15/2004 | Nature of Activity: Life Insurance Brokerage | Approx Hrs Per Mth: 26-40 Hrs | Approx Trading Hrs Per Mth: 26-40 Hrs | Description of Duties: LIFE INSURANCE SALES INCLUDING LIFE SETTLEMENTS EFFECTIVE 07/23/2007. 2) DIVORCE AND FINANCIAL CONSULTING | Investment Related: No | DBA Name: OLD CASTLE FINANCIAL ADVISORS | Position Held: Proprietor/Owner | Address: 30 Vesey St, 9th FL, New York, NY 10007 | Start Date: 02/01/2012 | Nature of Activity: Other | Approx Hrs Per Mth: Less than 10 Hrs | Approx Trading Hrs Per Mth: Less than 10 Hrs | Description of Duties: PROVIDE ADVICE ON DIVORCE AND FINANCIAL MATTERS. REVIEW DOCUMENTS (TAX RETURNS, INVESTMENT STATEMENTS, PENSION STATEMENTS, COMPANY BENEFITS, INSURANCE POLICIES, ETC.) 3) VISITING NURSE SERVICE AND HOSPICE OF SUFFOLK, INC. | Investment Related: No | DBA Name: MEDICAL CARE | Position Held: Board Member / Trustee | Address: 505 MAIN STREET, NORTHPORT, NY 11768 | Start Date: 2004 | Nature of Activity: Other | Approx Hrs Per Mth: 10-25 Hrs | Approx Trading Hrs Per Mth: 10-25 Hrs | Description of Duties: THE BOARD IS RESPONSIBLE FOR THE MANAGEMENT, OPERATION AND THE EVALUATION OF THE AGENCY AND HAVE CHARGE OF THE AGENCY'S AFFAIRS, PROPERTY AND POLICIES. 4) LECTURING | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: EMPLOYEE | ADDRESS: VARIOUS LOCATIONS MAIN OFFICE LOCATION CLC INCORPORATED 3001 LAVA RIDGE CT., #250 ROSEVILLE, CA 95661 PHONE # 916-789-7600 | START DATE: 4/6/2019 | NATURE OF ACTIVITY: EDUCALTIONAL SPEAKER | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: SPEAKER PRESENTING VARIOUS FINANCIAL TOPICS AS PART OF AN EMPLOYEE ASSISTANCE PROGRAM. 5) RENTAL POSITION: Proprietor/Owner NATURE: Rental Property Owner INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/14/2023 ADDRESS: 3150 N.Atlantic Avenue, 7-1000, Cocoa Beach FL 32931, United States DESCRIPTION: My wife and I own a condominium that was used as a vacation home for the last eight years. We now want to rent the property.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-31
• S63 Uniform Securities Agent State Law Examination
  1986-02-25

Designations