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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1986-02-26 |
Branch Locations
5172 Village Creek Dr Ste 103, Plano, TX 75093-4444 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Nashville | TN | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plano | TX | 03/2020 | Present |
Board of Directors; Stockdale; Barry L; President; box 797333, , dallas, TX, 75379; Not Investment-Related; 11/16/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Stockdale; Barry L; president of board; po box797333, , dallas, TX, 75379; Not Investment-Related; 11/22/2022; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-03 |
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