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Cecile R Komplita

Stifel, Nicolaus & Company, Incorporated

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-05-31
TX RA APPROVED 2022-05-31
  • NY RA
    APPROVED
    Since 2022-05-31
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 04/2015 06/2017
Jp Morgan Securities Llc New York NY 04/2015 06/2017
Janney Montgomery Scott Llc New York NY 06/2017 03/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 03/2018 05/2018
Bank Of America, N.A. New York NY 05/2018 05/2022
Stifel Nicolaus & Co Inc New York NY 05/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-04
S63 Uniform Securities Agent State Law Examination 2015-06-08
  • S65 Uniform Investment Adviser Law Examination
    2018-01-04
  • S63 Uniform Securities Agent State Law Examination
    2015-06-08
Other Names
  • Cecile Kirwan
  • Cecile Rose Komplita
  • Cecile Komplita

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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