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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-25 |
Branch Locations
2929 Allen Parkway Suite 3000, Houston, TX 77019 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usca Ria Llc | Houston | TX | 12/2010 | 06/2021 |
| Usca Securities Llc | Houston | TX | 12/2010 | 09/2023 |
| U.S. Capital Wealth Advisors, Llc | Austin | TX | 06/2021 | 09/2023 |
| Usca Asset Management Llc | Houston | TX | 04/2015 | 09/2023 |
| Corient | Houston | TX | 01/2024 | Present |
| Corient Services Llc | Miami | FL | 01/2024 | Present |
| Unemployed | Houston | TX | 09/2023 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 1986-02-03 |
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