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Robert James Halldin

Vestech Asset Management Inc.

Saint Louis, MO

Bonita Springs, FL

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Current Employers
Vestech Asset Management Inc.

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-08-08
  • CT RA
    APPROVED
    Since 2017-08-08

Branch Locations

11477 Olde Cabin Road Suite 310, Saint Louis, MO 63141 • United States

Bonita Springs, FL • United States

Disclosures

4 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Financial Services Inc Holbrook NY 02/2012 07/2017
Vestech Asset Managment, Inc. Saint Louis MO 07/2017 Present
  • 02/2012 → 07/2017
    American Portfolios Financial Services Inc
    Holbrook, NY
  • 07/2017 → Present
    Vestech Asset Managment, Inc.
    Saint Louis, MO
Previous Registrations
  • 2012-02-28 → 2017-07-06
    American Portfolios Advisors, Inc
    Holbrook, NY
  • 2009-08-03 → 2012-02-15
    Pacific West Financial Consultants Inc
    Renton, WA
  • 2005-11-10 → 2009-08-03
    Banc Of America Investment Services, Inc.
    Hartford, CT
    West Hartford, CT
    West Hartford, CT
    West Hartford, CT
    West Hartford, CT
  • 2003-03-04 → 2005-11-11
    Cetera Investment Services Llc
    Newington, CT
  • 2000-08-23 → 2003-03-06
    National Planning Corporation
    Newington, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-26
S63 Uniform Securities Agent State Law Examination 1986-03-26
  • S65 Uniform Investment Adviser Law Examination
    1996-01-26
  • S63 Uniform Securities Agent State Law Examination
    1986-03-26
Other Names
  • Bob Halldin
  • Robert James Halldin
  • Robert James Halldin

View on SEC IAPD

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