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40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-05 |
| MO | RA | APPROVED | 2024-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | St. Louis | MO | 06/2011 | 06/2018 |
| Saxony Securities, Inc | Saint Louis | MO | 07/2018 | 05/2023 |
| Saxony Capital Management, Llc | Saint Louis | MO | 07/2018 | 05/2023 |
| Lpl Financial Llc | San Diego | CA | 03/2024 | 08/2024 |
| Unemployed | Saint Louis | MO | 05/2023 | 03/2024 |
| &Partners, Llc | Nashville | TN | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-01 |
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