James Edward Phelps

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 06/2018
  Scottrade, Inc.
  St. Louis, MO
• 07/2018 → 05/2023
  Saxony Securities, Inc
  Saint Louis, MO
• 07/2018 → 05/2023
  Saxony Capital Management, Llc
  Saint Louis, MO
• 03/2024 → 08/2024
  Lpl Financial Llc
  San Diego, CA
• 05/2023 → 03/2024
  Unemployed
  Saint Louis, MO
• 08/2024 → Present
  &Partners, Llc
  Nashville, TN

Previous Registrations

• 2024-03-21 → 2024-09-17
  Lpl Financial Llc
  San Diego, CA
  St. Louis, MO
• 2018-07-23 → 2023-05-31
  Saxony Capital Management, Llc
  Saint Louis, MO
• 2017-05-01 → 2018-03-09
  Scottrade Investment Management
  Saint Louis, MO
• 2010-01-04 → 2011-06-27
  Edward Jones
  St Louis, MO

Exams

• S66 Uniform Combined State Law Examination
  2009-09-01

Other Names

• James Edward Phelps
• James Edward Phelps
• James Edward Phelps