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Carolyn Smith Link

&Partners

Saint Louis, MO

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Current Employers
&Partners

40 Burton Hills Blvd Suite 350, Nashville, TN 37215 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-05-21
  • MO RA
    APPROVED
    Since 2025-05-21

Branch Locations

1141 S 7Th Street , Saint Louis, MO 63104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc St. Louis MO 11/2016 05/2025
&Partners Nashville TN 05/2025 Present
Wells Fargo Advisors Llc St. Louis MO 11/2010 11/2016
Previous Registrations
  • 2011-06-22 → 2025-05-08
    Wells Fargo Advisors Financial Network, Llc
    St. Louis, MO
    St. Louis, MO
    St. Louis, MO
  • 2011-06-22 → 2025-05-07
    Wells Fargo Clearing Services, Llc
    St. Louis, MO
    St. Louis, MO
    Charlotte, NC
    St. Louis, MO
    Charlotte, NC
    St. Louis, MO
    St. Louis, MO
  • 2005-11-28 → 2009-01-23
    Msi Financial Services, Inc.
    Springfield, MA
    Springfield, MA
    St. Louis, MO
  • 1995-10-31 → 2006-01-10
    Metlife Investment Fund Services Llc
    Alpharetta , GA
Other Businesses

CO-TRUSTEE FOR PARENTS TRUST; INV RELATED; CHESTERFIELD, MO; START: 10/27/17; 4 HRS/MO; 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-22
S63 Uniform Securities Agent State Law Examination 1985-05-13
  • S66 Uniform Combined State Law Examination
    2011-06-22
  • S63 Uniform Securities Agent State Law Examination
    1985-05-13
Other Names
  • Carolyn Smithlink
  • Link Carolyn Smith
  • Link Carolyn Smith
  • Carolyn Rose Smith
  • Link Smith
  • Carolyn Smithlink
  • Carol Smith Link

View on SEC IAPD

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UMB FINANCIAL SERVICES, INC.
KEB WEALTH ADVISORS
LARSON FINANCIAL GROUP, LLC
MODERN DOLLAR PLANNING, LLC

Other Investors

James Edward Phelps
JASON TSCHUDY
JOANN MICHELLE JOLLY
KRISTIE LYNN DANIEL
CHRISTOPHER Jordan HOOKER
BETH ANN ANDERSON
CRAIG WILLIAM MARKHAM
SCOTT IVERSON

Other Offices

CETERA INVESTMENT ADVISERS LLC · ST LOUIS, MO
CLARIS ADVISORS, LLC · ST. LOUIS, MO
MORGAN STANLEY · St. Louis, MO
M HOLDINGS SECURITIES, INC. · ST. LOUIS, MO
UMB FINANCIAL SERVICES, INC. · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
KEB WEALTH ADVISORS · ST. LOUIS, MO
LARSON FINANCIAL GROUP, LLC · SAINT LOUIS, MO

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