Carolyn Smith Link

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2016 → 05/2025
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
• 05/2025 → Present
  &Partners
  Nashville, TN
• 11/2010 → 11/2016
  Wells Fargo Advisors Llc
  St. Louis, MO

Previous Registrations

• 2011-06-22 → 2025-05-08
  Wells Fargo Advisors Financial Network, Llc
  St. Louis, MO
  St. Louis, MO
  St. Louis, MO
• 2011-06-22 → 2025-05-07
  Wells Fargo Clearing Services, Llc
  St. Louis, MO
  St. Louis, MO
  Charlotte, NC
  St. Louis, MO
  Charlotte, NC
  St. Louis, MO
  St. Louis, MO
• 2005-11-28 → 2009-01-23
  Msi Financial Services, Inc.
  Springfield, MA
  Springfield, MA
  St. Louis, MO
• 1995-10-31 → 2006-01-10
  Metlife Investment Fund Services Llc
  Alpharetta , GA

Other Businesses

CO-TRUSTEE FOR PARENTS TRUST; INV RELATED; CHESTERFIELD, MO; START: 10/27/17; 4 HRS/MO; 0 DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2011-06-22
• S63 Uniform Securities Agent State Law Examination
  1985-05-13

Other Names

• Carolyn Smithlink
• Link Carolyn Smith
• Link Carolyn Smith
• Carolyn Rose Smith
• Link Smith
• Carolyn Smithlink
• Carol Smith Link