Craig William Markham

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1998 → Present
  Walnut Street Securities, Inc.
  St Louis, MO
• 12/2002 → Present
  Nathan & Lewis Securities, Inc.
  New York, NY
• 06/1998 → Present
  Metropolitan Life Ins Co
  St Louis, MO
• 06/1998 → Present
  Metlife Securities Inc
  St Louis, MO
• 06/1998 → Present
  New England Securities Inc
  St Louis, MO
• 09/2013 → Present
  Cetera Wealth Services, Llc
  St. Louis, MO
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2013-03-06 → 2013-09-03
  Walnut Street Securities, Inc.
  St. Louis, MO
  St Louis, MO

Other Businesses

1. NAME OF OTHER BUSINESS: ALPHASIGHTS INVESTMENT RELATED: NO ADDRESS: 229 WEST 43RD ST, NEW YORK, NY 10036 NATURE OF BUSINESS: CONSULTING FIRM START DATE: 3/2016 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PROVIDE BACKGROUND IN INDUSTRY WEALTH MANAGEMENT PLATFORMS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE:08/2019; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-19
• S63 Uniform Securities Agent State Law Examination
  1985-08-08