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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-06-29 |
Branch Locations
1821 S 9Th St, St Louis, MO 63104 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Walnut Street Securities, Inc. | St Louis | MO | 06/1998 | Present |
| Nathan & Lewis Securities, Inc. | New York | NY | 12/2002 | Present |
| Metropolitan Life Ins Co | St Louis | MO | 06/1998 | Present |
| Metlife Securities Inc | St Louis | MO | 06/1998 | Present |
| New England Securities Inc | St Louis | MO | 06/1998 | Present |
| Cetera Wealth Services, Llc | St. Louis | MO | 09/2013 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF OTHER BUSINESS: ALPHASIGHTS INVESTMENT RELATED: NO ADDRESS: 229 WEST 43RD ST, NEW YORK, NY 10036 NATURE OF BUSINESS: CONSULTING FIRM START DATE: 3/2016 POSITION/TITLE/RELATIONSHIP: CONSULTANT APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: PROVIDE BACKGROUND IN INDUSTRY WEALTH MANAGEMENT PLATFORMS. 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE:08/2019; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-08 |
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