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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

535 Fifth Avenue 13Th Floor, New York, NY 10017 • United States

Ocean Beach, NY • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc New York NY 06/2013 Present
Guardian Life Insurance Co Of America New York NY 11/2008 Present
Guardian Life Insurance Company Ocean Beach NY 06/2024 Present
Park Avenue Securities Ocean Beach NY 06/2024 Present
  • 06/2013 → Present
    New York, NY
  • 11/2008 → Present
    Guardian Life Insurance Co Of America
    New York, NY
  • 06/2024 → Present
    Guardian Life Insurance Company
    Ocean Beach, NY
  • 06/2024 → Present
    Park Avenue Securities
    Ocean Beach, NY
Other Businesses

1. 111 East 56th St. Corp Vote on issues related to the operation of the building Start: 06/01/2008 Address: 111 East 56th Street Corp. President 5 non bus hrs per month Not investment related 2. Smith, Miller & Associates, Inc. Sell and Administer tradition products not sold by Guardian or IUS Start: 01/22/2015 Address: 26 Clipper Roadway; Ocean Beach NY 11770 10 non bus hrs per month Investment related 3. Stephen David Editions Dorment Aat book Publishing Company Start: 06/01/1999 Address: 26 Clipper Roadway; Ocean Beach NY 11770 0 hrs per month Not investment related 4. Ocean Beach Vol Firemen's Benevolent Association Treasurer-pay bills, collect dues Start: 07/09/2017 Address: 480 Bayberry Walk Ocean Beach NY 11770 1 non bus hr per month Not investment related

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-04-19
  • S63 Uniform Securities Agent State Law Examination
    1989-04-19

View on SEC IAPD

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